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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-14
  • FL RA
    APPROVED
    Since 2026-07-14

Branch Locations

5000-70 Highway 17 South, Fleming Island, FL 32003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Jacksonville FL 04/2024 Present
Wells Fargo Jacksonville FL 02/2020 04/2024
Adt Security Jacksonville FL 03/2018 02/2020
Community First Credit Union Jacksonville FL 02/2015 03/2018
Fifth Third Securities Jacksonville FL 10/2025 Present
  • 04/2024 → Present
    Fifth Third Bank
    Jacksonville, FL
  • 02/2020 → 04/2024
    Wells Fargo
    Jacksonville, FL
  • 03/2018 → 02/2020
    Adt Security
    Jacksonville, FL
  • 02/2015 → 03/2018
    Community First Credit Union
    Jacksonville, FL
  • 10/2025 → Present
    Fifth Third Securities
    Jacksonville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-13
S63 Uniform Securities Agent State Law Examination 2026-04-03
  • S65 Uniform Investment Adviser Law Examination
    2026-07-13
  • S63 Uniform Securities Agent State Law Examination
    2026-04-03

View on SEC IAPD

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