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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-08-21
  • KS RA
    APPROVED
    Since 2026-08-21

Branch Locations

11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornerstone Senior Services Bowling Green KY 08/2024 Present
Kellogg Insurance Draper UT 01/2016 08/2024
Osu Solutions Syosset NY 01/2021 01/2022
Charter Communications Overland Park KS 03/2024 08/2024
Scotts/True Green Lawn Service Lees Summit MO 01/2015 01/2017
Principal Life Insurance Company Overland Park KS 11/2025 Present
Principal Securities, Inc. Overland Park KS 11/2025 Present
  • 08/2024 → Present
    Cornerstone Senior Services
    Bowling Green, KY
  • 01/2016 → 08/2024
    Kellogg Insurance
    Draper, UT
  • 01/2021 → 01/2022
    Osu Solutions
    Syosset, NY
  • 03/2024 → 08/2024
    Charter Communications
    Overland Park, KS
  • 01/2015 → 01/2017
    Scotts/True Green Lawn Service
    Lees Summit, MO
  • 11/2025 → Present
    Principal Life Insurance Company
    Overland Park, KS
  • 11/2025 → Present
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-20
S63 Uniform Securities Agent State Law Examination 2026-07-18
  • S65 Uniform Investment Adviser Law Examination
    2026-08-20
  • S63 Uniform Securities Agent State Law Examination
    2026-07-18

View on SEC IAPD

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