Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-08-18
  • MI RA
    APPROVED
    Since 2026-08-18

Branch Locations

4420 Jackson Road Suite101 , Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Ann Arbor MI 10/2025 Present
Ya Engineering Services Ann Arbor MI 04/2023 Present
Donan Engineering Ann Arbor MI 03/2015 04/2023
Eastern Michigan University Ypsilanti MI 09/2017 12/2020
Legacy Financial Inc. Ann Arbor MI 10/2025 Present
Raymond James Financial Services Advisors, Inc. Ann Arbor MI 08/2026 Present
  • 10/2025 → Present
    Raymond James Financial Services, Inc
    Ann Arbor, MI
  • 04/2023 → Present
    Ya Engineering Services
    Ann Arbor, MI
  • 03/2015 → 04/2023
    Donan Engineering
    Ann Arbor, MI
  • 09/2017 → 12/2020
    Eastern Michigan University
    Ypsilanti, MI
  • 10/2025 → Present
    Legacy Financial Inc.
    Ann Arbor, MI
  • 08/2026 → Present
    Ann Arbor, MI
Other Businesses

the name of the other business; Vane Professional Services, LLC. whether the business is investment-related; Not Investment Related the address of the other business; 4420 Jackson Rd Ste 101 Ann Arbor Mi 48103-1834 the nature of the other business; I own and operate this sole-proprietor LLC, which serves as the business entity through which I perform various consulting engagements. your position; title, or relationship with the other business; Owner the start date of your relationship; 10/2025 the approximate number of hours/month you devote to the other business: 21-40 the number of hours you devote to the other business during securities trading hours; 21-40 and briefly describe your duties relating to the other business; Currently, the only consulting engagement I am involved in is with Legacy Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-04
  • S66 Uniform Combined State Law Examination
    2026-08-04

View on SEC IAPD

More in Ann Arbor, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor