Allison Gertman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2018
  The Ayco Company, L.P./Mercer Allied
  Boston, MA
• 08/2010 → 05/2016
  Cool Beans Cafe
  Narragansett, RI
• 09/2012 → 05/2016
  University Of Rhode Island
  Longston, RI
• 07/2018 → 06/2019
  Jpmorgan Chase Bank, N.A.
  Palm Beach Gardens, FL
• 07/2018 → 06/2019
  Jpmorgan Securities, Llc.
  Palm Beach Gardens, FL
• 06/2019 → Present
  Wells Fargo Clearing Services, Llc
  Palm Beach, FL

Previous Registrations

• 2018-07-18 → 2019-06-12
  J.P. Morgan Securities Llc
  Palm Beach Gardens, FL
• 2018-01-17 → 2018-05-08
  Goldman Sachs Wealth Services, L.P.
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2017-12-12

Other Names

• Allison Davis
• Allison Marie Davis