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Allison Gertman

Wells Fargo Clearing Services, LLC

Palm Beach, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-06-11
TX RA APPROVED 2019-06-10
  • FL RA
    APPROVED
    Since 2019-06-11
  • TX RA
    APPROVED
    Since 2019-06-10

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Boston MA 08/2016 05/2018
Cool Beans Cafe Narragansett RI 08/2010 05/2016
University Of Rhode Island Longston RI 09/2012 05/2016
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 07/2018 06/2019
Jpmorgan Securities, Llc. Palm Beach Gardens FL 07/2018 06/2019
Wells Fargo Clearing Services, Llc Palm Beach FL 06/2019 Present
  • 08/2016 → 05/2018
    The Ayco Company, L.P./Mercer Allied
    Boston, MA
  • 08/2010 → 05/2016
    Cool Beans Cafe
    Narragansett, RI
  • 09/2012 → 05/2016
    University Of Rhode Island
    Longston, RI
  • 07/2018 → 06/2019
    Jpmorgan Chase Bank, N.A.
    Palm Beach Gardens, FL
  • 07/2018 → 06/2019
    Jpmorgan Securities, Llc.
    Palm Beach Gardens, FL
  • 06/2019 → Present
    Wells Fargo Clearing Services, Llc
    Palm Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-12
  • S66 Uniform Combined State Law Examination
    2017-12-12
Other Names
  • Allison Davis
  • Allison Marie Davis

View on SEC IAPD

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Other Offices

HARLAN CAPITAL PARTNERS LLC · PALM BEACH, FL
SNOWPOINT VENTURES MANAGEMENT, LLC · PALM BEACH, FL
BLUEGRASS CAPITAL PARTNERS LP · PALM BEACH, FL
MORGAN STANLEY · Palm Beach, FL
NORTHERN TRUST SECURITIES, INC. · PALM BEACH, FL
MORGAN STANLEY · Palm Beach, FL
HARVEY CAPITAL MANAGEMENT INC · PALM BEACH, FL
MISTRAL EQUITY PARTNERS · PALM BEACH, FL

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