Raymond Woodrow Fleming

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 06/2019
  Polytechnic School
  Pasadena, CA
• 07/2019 → 05/2023
  Colorado College
  Colorado Springs, CO
• 06/2023 → 10/2023
  Pocono Springs Camp
  East Stroudsburg, PA
• 11/2023 → 12/2023
  Unemployed
  Pasadena, CA
• 12/2023 → 10/2025
  Wells Fargo
  Pasadena, CA
• 10/2025 → Present
  Wealth Enhancement Group
  San Marino, CA
• 07/2026 → Present
  Wealth Enhancement Advisory Services
  San Marino, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-23
• S66 Uniform Combined State Law Examination
  2024-10-16