Robert George Wright

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-08
CA	RA	APPROVED	2007-06-11

TX RA
APPROVED_RES

Since 2021-03-08
CA RA
APPROVED

Since 2007-06-11

Branch Locations

Lafayette, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Securities Inc	Lafayette	CA	11/1998	Present

11/1998 → Present

Principal Securities Inc

Lafayette, CA

Other Businesses

KAPALUA RENTAL PROPERTY POSITION: 1/8 th owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2010 ADDRESS: 3198 somerset dr, lafayette CA 94549, United States DESCRIPTION: 1/8 owner of a rental property with siblings

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-02
S63	Uniform Securities Agent State Law Examination	1999-01-04

S65 Uniform Investment Adviser Law Examination

1999-12-02
S63 Uniform Securities Agent State Law Examination

1999-01-04

View on SEC IAPD