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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-03
  • FL RA
    APPROVED
    Since 2026-08-03

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Petersburg FL 08/2007 Present
Other Businesses

I*3001272, Entity Type, Name of OBA: Rental Property 2 Address:St. PeteFlorida 33710 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 10/13/2025 No Hours: 1 yearly No Hours during trading: 0 Duties:I*3003267, Entity Type, Name of OBA: Rental Property 1 Address:St. PeteFlorida33710 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 10/20/2025 No Hours:5 Yearly No Hours during trading: 0 Duties:I*3003268, Entity Type, Name of OBA: Rental Property 2 Address:St. PeteFlorida 33707 Investment Related:No Position, Title, Association:Co-owner with other family members Employee Start Date:10/20/2025 No Hours: 1Yearly No Hours during trading: 0 Duties: I*5108313 Entity Type: Entity For Profit Name of OBA: A-Z Pro Handyman LLC Address: Seminole, Florida, 33776 Investment Related: No Position, Title, Association: Other Employee Start Date: 01/26/2023 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: It is my husband's handyman business that I am only an authorized signer on in the event something happens to him. I am not involved in any day to day operations of the business. No responsibilities, I have no involvement with day to day operations. I am only designated as an authorized signer on his business banking account as a back up if something happens to him.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-31
  • S66 Uniform Combined State Law Examination
    2026-07-31

View on SEC IAPD

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