Aubrey Fernando

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 12/2017
  Chapman University
  Orange, CA
• 01/2018 → 05/2020
  Piq National Settlement Services
  Anaheim, CA
• 02/2019 → 05/2020
  Information Security & Technology Chapman University
  Orange, CA
• 02/2021 → 11/2025
  Loandepot
  Foothill Ranch, CA
• 01/2024 → 09/2025
  12Th Tribe
  Santa Monica, CA
• 09/2025 → Present
  Ses Llc
  Los Angeles, CA
• 09/2025 → Present
  Seia Llc
  Los Angeles, CA
• 05/2020 → 02/2021
  Unemployed
  Anaheim, CA

Other Businesses

SEIA LLC POSITION: Compliance Analyst, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 09/09/2025 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service

Exams

• S66 Uniform Combined State Law Examination
  2026-08-01