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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-10
  • TX RA
    APPROVED_RES
    Since 2026-08-10

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 02/2026 Present
Dysis Mc Lean VA 02/2026 Present
Consolidated Planning Charlotte NC 09/2025 01/2026
Virginia Tech University Blacksburg VA 08/2021 08/2025
Cox Mill High School Concord NC 08/2017 05/2021
J.N. Fries Concord NC 08/2014 05/2017
  • 02/2026 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 02/2026 → Present
    Dysis
    Mc Lean, VA
  • 09/2025 → 01/2026
    Consolidated Planning
    Charlotte, NC
  • 08/2021 → 08/2025
    Virginia Tech University
    Blacksburg, VA
  • 08/2017 → 05/2021
    Cox Mill High School
    Concord, NC
  • 08/2014 → 05/2017
    J.N. Fries
    Concord, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-06-02
  • S63 Uniform Securities Agent State Law Examination
    2026-06-02

View on SEC IAPD

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