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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-10 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 02/2026 | Present |
| Dysis | Mc Lean | VA | 02/2026 | Present |
| Consolidated Planning | Charlotte | NC | 09/2025 | 01/2026 |
| Virginia Tech University | Blacksburg | VA | 08/2021 | 08/2025 |
| Cox Mill High School | Concord | NC | 08/2017 | 05/2021 |
| J.N. Fries | Concord | NC | 08/2014 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-02 |
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