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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-07-10
  • MD RA
    APPROVED
    Since 2026-07-10

Branch Locations

Clarksburg, MD • United States

7101 Wisconsin Ave Suite 1200, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Bethesda MD 08/2025 Present
Mml Investors Services Llc Bethesda MD 08/2025 Present
General Services Administration Nw DC 07/2021 09/2025
Georgetown University Nw DC 09/2018 07/2021
Full Time Student At Georgetown University Nw DC 06/2018 08/2018
Heartland Consulting Mclean VA 10/2017 05/2018
United States Army Washington DC 05/2015 09/2017
  • 08/2025 → Present
    Massmutual Life Insurance Company
    Bethesda, MD
  • 08/2025 → Present
    Bethesda, MD
  • 07/2021 → 09/2025
    General Services Administration
    Nw, DC
  • 09/2018 → 07/2021
    Georgetown University
    Nw, DC
  • 06/2018 → 08/2018
    Full Time Student At Georgetown University
    Nw, DC
  • 10/2017 → 05/2018
    Heartland Consulting
    Mclean, VA
  • 05/2015 → 09/2017
    United States Army
    Washington, DC
Other Businesses

1Name: Montgomery County Public Schools, Inv Rel: N Addr: 14121 Old Columbia Pike, Burtonsville MD 20866 Nature: High School Football Coach, Position: Assistant Coach, Start: 8/4/2025, No Hr/Mo: 40 No Hr/Mo Dur trading: 0 Duties: I coach high school varsity football. 2)Name: Upward Movement LLC, Inv Rel: Y Addr: 23512 Overlook Park Drive, Unit D, Clarksburg MD 20871, Nature: LLC may be used for fees and commissions in the future, Position: Owner, Start: 8/18/2025, No Hr/Mo:0 No Hr/Mo Dur trading:0 Duties: May use for fees and commissions in the future.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-06
S63 Uniform Securities Agent State Law Examination 2026-06-17
  • S65 Uniform Investment Adviser Law Examination
    2026-07-06
  • S63 Uniform Securities Agent State Law Examination
    2026-06-17

View on SEC IAPD

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