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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-30
  • TX RA
    APPROVED
    Since 2026-07-30

Branch Locations

601 State St, Southlake, TX 76092 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southlake TX 07/2025 Present
Baylor University Waco TX 08/2021 05/2025
Pds Health Irvine CA 06/2024 08/2024
Newport Harbor High Newport Beach CA 07/2017 06/2021
Unemployed Newport Beach CA 06/2025 06/2025
Unemployed Newport Beach CA 07/2021 07/2021
Mcs Irvine CA 07/2015 06/2017
  • 07/2025 → Present
    Southlake, TX
  • 08/2021 → 05/2025
    Baylor University
    Waco, TX
  • 06/2024 → 08/2024
    Pds Health
    Irvine, CA
  • 07/2017 → 06/2021
    Newport Harbor High
    Newport Beach, CA
  • 06/2025 → 06/2025
    Unemployed
    Newport Beach, CA
  • 07/2021 → 07/2021
    Unemployed
    Newport Beach, CA
  • 07/2015 → 06/2017
    Mcs
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-30
  • S66 Uniform Combined State Law Examination
    2026-07-30

View on SEC IAPD

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