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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-18 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
200 S Sharon Amity Rd, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Llc | Lexington | KY | 07/2025 | 06/2026 |
| Jpmorgan Chase Bank, N.A. | Lexington | KY | 07/2025 | 06/2026 |
| Audi Lexington / Oxmoor Auto Inc | Lexington | KY | 04/2025 | 06/2025 |
| Paul Miller | Lexington | KY | 03/2024 | 02/2025 |
| Infiniti Of Louisville | Louisville | KY | 09/2023 | 10/2023 |
| Craig And Landreth | Louisville | KY | 04/2023 | 08/2023 |
| Old Kentucky Insurance | Louisville | KY | 09/2022 | 04/2023 |
| Honda World Of Louisville | Louisville | KY | 05/2022 | 08/2022 |
| Kentucky Farm Bureau | Crestwood | KY | 02/2022 | 05/2022 |
| R&H Logistics | Shepherdsville | KY | 10/2021 | 03/2022 |
| Carmax Inc | Louisville | KY | 01/2020 | 02/2021 |
| Opus Controls | Buckner | KY | 06/2017 | 05/2019 |
| Light Athletic Management | Lexington | KY | 11/2024 | 12/2024 |
| Neil Huffman Volkswagen Inc | Louisville | KY | 02/2021 | 05/2021 |
| Texas Roadhouse Inc | Louisville | KY | 10/2017 | 05/2018 |
| Opus Integration | Buckner | KY | 05/2021 | 12/2021 |
| Unemployed | Louisville | KY | 07/2015 | 05/2017 |
| Unemployed | Louisville | KY | 11/2023 | 02/2024 |
| Automarket, Llc | Lexington | KY | 02/2025 | Present |
| Opus Integration | Buckner | KY | 05/2019 | 01/2020 |
| Wells Fargo Bank, N.A. | Charlotte | NC | 07/2026 | Present |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 07/2026 | Present |
Entity Name: AutoMarket, LLC Investment related: No Address: Lexington, KY Nature of the other business: Marketing Position/Title/Relationship: Employee/Contractor Start Date: 02/19/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: AutoMarket, LLC is an analytical and marketing research company centered around the automotive industry. The goal for the company is to connect consumers with reputable dealerships through car exhibitions, as well as giving information related to car buying/negotiation strategies. I founded AutoMarket and act as the sole employee. AutoMarket is currently not under active operation, but the business is still registered with the state should I decide to revisit in the future.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-10 |
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