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Katherine Clay

Strategic Advisers LLC

Covington, KY

Newport, KY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-08-26
TX RA APPROVED 2026-08-26
  • KY RA
    APPROVED
    Since 2026-08-26
  • TX RA
    APPROVED
    Since 2026-08-26

Branch Locations

100 Howe Drive, Covington, KY 41015 • United States

Newport, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Vista Lexington KY 01/2023 05/2025
American Redcross Lexington KY 05/2023 07/2025
Refined Social Events Lexington KY 08/2023 12/2024
Great Expectations Lexington KY 06/2022 08/2023
Fidelity Investments Covington KY 07/2025 Present
-Unemployed Lexington KY 01/2015 02/2022
Sonic Lexington KY 02/2022 05/2022
The Little Gym Lexington KY 05/2022 09/2022
  • 01/2023 → 05/2025
    New Vista
    Lexington, KY
  • 05/2023 → 07/2025
    American Redcross
    Lexington, KY
  • 08/2023 → 12/2024
    Refined Social Events
    Lexington, KY
  • 06/2022 → 08/2023
    Great Expectations
    Lexington, KY
  • 07/2025 → Present
    Fidelity Investments
    Covington, KY
  • 01/2015 → 02/2022
    -Unemployed
    Lexington, KY
  • 02/2022 → 05/2022
    Sonic
    Lexington, KY
  • 05/2022 → 09/2022
    The Little Gym
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-24
S63 Uniform Securities Agent State Law Examination 2025-10-29
  • S66 Uniform Combined State Law Examination
    2026-08-24
  • S63 Uniform Securities Agent State Law Examination
    2025-10-29

View on SEC IAPD

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W&S BROKERAGE SERVICES, INC.
LPL FINANCIAL LLC

Other Investors

ALEX CHISHOLM
CHRISTOPHER M HATFIELD
JOSEPH D QUIGLEY
BERNARD WILLIAM WESSELMAN
DUSTIN WATKINS
TIMOTHY J WALLIN
JAIME MARIE LANHAM
DONALD W STEWART

Other Offices

STRATEGIC ADVISERS LLC · COVINGTON, KY
STRATEGIC ADVISERS LLC · COVINGTON, KY
PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
ROBERT W. BAIRD & CO. INCORPORATED · Fort Wright, KY
EP WEALTH ADVISORS · Fort Wright, KY
DEAN DORTON WEALTH MANAGEMENT, LLC · FORT WRIGHT, KY
EP WEALTH ADVISORS · FORT WRIGHT, KY

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