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Frances Marie Capitan

Pfs Investments Inc.

Albuquerque, NM

CRD 8135334

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-08-12
  • NM RA
    APPROVED
    Since 2026-08-12

Branch Locations

2535 Wyoming Blvd Ne Ste B, Albuquerque, NM 87112-1038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Albuquerque NM 07/2024 Present
Pfs Investments Inc. Albuquerque NM 07/2025 Present
University Of New Mexico Albuquerque NM 03/2023 07/2024
Sandia National Laboratories Albuquerque NM 12/1998 03/2023
  • 07/2024 → Present
    Primerica Financial Services
    Albuquerque, NM
  • 07/2025 → Present
    Albuquerque, NM
  • 03/2023 → 07/2024
    University Of New Mexico
    Albuquerque, NM
  • 12/1998 → 03/2023
    Sandia National Laboratories
    Albuquerque, NM
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-27
S63 Uniform Securities Agent State Law Examination 2025-08-27
  • S65 Uniform Investment Adviser Law Examination
    2026-07-27
  • S63 Uniform Securities Agent State Law Examination
    2025-08-27
Other Names
  • Frances Marie Brown
  • Frances Marie Lincoln
  • Frances Marie Perrin
  • Frances Marie Mcclammy

View on SEC IAPD

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