Brian Richard Tobie

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  Us Navy
  Washington, DC
• 10/2025 → 11/2025
  Aaron Stark
  Greenwood Village, CO
• 11/2025 → 03/2026
  Aaron Stark
  Wichita, KS
• 11/2025 → 03/2026
  Northwestern Mutual Investment Services Llc
  Wichita, KS
• 04/2026 → Present
  Massachusetts Mutual Life Insurance Company
  Greenwood Village, CO
• 04/2026 → Present
  Mml Investors Services, Llc
  Greenwood Village, CO

Other Businesses

Name: US Navy Reserves Inv Rel: N Add: 7 N Snowmass St, Bldg 1301, Aurora, CO 80011 Nature: Military Position: Admin Officer; Lieutenant Start Date: 07/01/2014 No Hrs/Mo: 16 No/Hrs Mo dur trading: 0 Describe Duties: I am the administrative officer assigned to Naval Reserves Center (NRC) Denver in the Reserves Support Unit (RSU). I process administrative paperwork for newly assigned personnel.

Exams

• S66 Uniform Combined State Law Examination
  2026-07-10
• S63 Uniform Securities Agent State Law Examination
  2025-12-15

Other Names

• Brian Richard Tobie
• Brian R Tobie