Heidi Marie Mccarthy

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Raymond James Financial Services, Inc.
  Schererville, IN
• 11/2012 → Present
  First Financial Bank
  Schererville, IN
• 08/2016 → Present
  First Financial Bank
  Schererville, IN
• 08/2016 → Present
  Yellow Cardinal Brokerage Services
  Chererville, IN
• 06/2024 → Present
  Raymond James Financial Services Advisors, Inc
  Schererville, IN

Other Businesses

(1)Name of Business: First Financial Bank Address: 450 W US Highway 30, Schererville, IN, 46375, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/15/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ I am a Financial Advisor for the Wealth Management division. (2)Name of Business: Yellow Cardinal Brokerage Services Address: 450 W US Highway 30, Schererville, IN, 46375, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/14/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Sales Assistant to the Financial Advisor for the bank's Wealth Management division

Exams

• S66 Uniform Combined State Law Examination
  2024-05-23
• S63 Uniform Securities Agent State Law Examination
  2017-10-27

Other Names

• Heidi Marie Pierson