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$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-07-30

Branch Locations

1135 Nw Gilman Blvd, Issaquah, WA 98027 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sammamish	WA	05/2026	Present
Keybank Na	Bellevue	WA	03/2025	08/2025
Key Investment Services, Llc	Newcastle	WA	08/2025	04/2026
University Of California, San Diego	San Diego	CA	06/2015	09/2017
Pathway Education Llc./Wholeren Education Llc	Seattle	WA	10/2017	10/2020
Zhengzhou Sesame Street Education Technology Co.	Seattle	WA	11/2020	02/2023
Unemployment	Seattle	WA	03/2023	02/2025
Bank Of America, N.A.	Sammamish	WA	08/2026	Present

05/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sammamish, WA
03/2025 → 08/2025

Keybank Na

Bellevue, WA
08/2025 → 04/2026

Key Investment Services, Llc

Newcastle, WA
06/2015 → 09/2017

University Of California, San Diego

San Diego, CA
10/2017 → 10/2020

Pathway Education Llc./Wholeren Education Llc

Seattle, WA
11/2020 → 02/2023

Zhengzhou Sesame Street Education Technology Co.

Seattle, WA
03/2023 → 02/2025

Unemployment

Seattle, WA
08/2026 → Present

Bank Of America, N.A.

Sammamish, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-29
S63	Uniform Securities Agent State Law Examination	2025-08-09

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