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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-23
  • CA RA
    APPROVED
    Since 2026-07-23

Branch Locations

1817 Maryal Drive Suite 100, Sacramento, CA 95864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
In-N-Out Folsom CA 03/2016 04/2019
Norcal Flight Center Lincolin CA 04/2019 04/2020
Hnl Boctor Holdings Roseville CA 08/2021 12/2022
Hnl Boctor Holdings/ Aps Sacramento CA 07/2024 Present
Student Sacramento CA 04/2020 08/2021
Student Sacramento CA 08/2022 05/2025
Woodcreek Wealth Management Sacramento CA 03/2026 Present
Cetera Advisors Llc St Cloud MN 06/2025 03/2026
Cetera Advisors Llc St Cloud MN 03/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2026 Present
  • 03/2016 → 04/2019
    In-N-Out
    Folsom, CA
  • 04/2019 → 04/2020
    Norcal Flight Center
    Lincolin, CA
  • 08/2021 → 12/2022
    Hnl Boctor Holdings
    Roseville, CA
  • 07/2024 → Present
    Hnl Boctor Holdings/ Aps
    Sacramento, CA
  • 04/2020 → 08/2021
    Student
    Sacramento, CA
  • 08/2022 → 05/2025
    Student
    Sacramento, CA
  • 03/2026 → Present
    Woodcreek Wealth Management
    Sacramento, CA
  • 06/2025 → 03/2026
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2026 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 07/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: WOODCREEK WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: ASSISTANCE WITH ALL ADMINISTRATIVE DUTIES, RECORD MEETING NOTES, ASSIST IN PORTFOLIO RESEARCH; 2. NAME OF OTHER BUSINESS: HNL BOCTOR HOLDINGS/ APS; INVESTMENT RELATED: NO; ADDRESS: SACRAMENTO, CA 95816; NATURE OF BUSINESS: BUSINESS BROKER; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: ANALYST; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-21
  • S66 Uniform Combined State Law Examination
    2026-07-21

View on SEC IAPD

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