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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-20 |
| ME | RA | APPROVED | 2023-06-07 |
Branch Locations
10 Market Street Ste 305, Scarborough, ME 04074-7683 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bayley's Sea Food | Scarborough | ME | 06/2014 | 08/2017 |
| Ameriprise Financial | Scarborough | ME | 06/2017 | 08/2017 |
| Full Time Student At Scarborough High | Scarborough | ME | 09/2017 | 05/2018 |
| Centerboard Yacht Club | Scarborough | ME | 06/2018 | 08/2018 |
| Full Time Student At University Of Denver | Denver | CO | 09/2018 | 05/2019 |
| Kelly Painting | Scarborough | ME | 06/2019 | 08/2019 |
| Sharon Busher City Council Campaign | Burlington | VT | 09/2019 | 11/2019 |
| Full Time Student University Of Vermont | Burlington | VT | 12/2019 | 03/2020 |
| Ameriprise Financial | Scarborough | ME | 04/2020 | 04/2020 |
| Kelly Painting | Scarborough | ME | 05/2020 | 08/2020 |
| Sophia Warren Campaign Me House Of Representatives District 29 | Scarborough | ME | 04/2020 | 08/2020 |
| Full Time Student University Of Vermont | Burlington | VT | 09/2020 | 12/2020 |
| Intern For Representative Sophia Warren | Burlington | VT | 01/2021 | 05/2021 |
| Hughes Wealth Advisors | Scarborough | ME | 06/2021 | 08/2021 |
| University Of Vermont | Burlington | ME | 09/2021 | 05/2022 |
| Hughes Wealth Advisors | Scarborough | ME | 05/2021 | 05/2021 |
| Ameriprise Financial Services, Llc | Scarborough | ME | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-13 |
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