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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Houston | TX | 05/2026 | Present |
| Commonspirit Health | Woodlands | TX | 03/2025 | Present |
| Harris Health System | Houston | TX | 08/2021 | 11/2024 |
| Hca Houston Healthcare - Clear Lake | Webster | TX | 10/2019 | 07/2021 |
| Texas Children's Hospital | Houston | TX | 01/2018 | 05/2021 |
| Memorial Hermann Health System | Houston | TX | 08/2015 | 12/2018 |
| Ut Health | Houston | TX | 10/2016 | 12/2018 |
| Hca Houston Healthcare - Clear Lake | Webster | TX | 08/2012 | 12/2016 |
| Unemployed | Houston | TX | 11/2024 | 03/2025 |
| Lpl Enterprise Llc | Houston | TX | 06/2025 | 04/2026 |
1. 05/26/2026 - Brian Graska N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Houston, TX – Inv Related – OBA Start Date: 05/06/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading” 2. 05/26/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Houston, TX – Inv Related – OBA Start Date: 05/06/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading” 3. 05/26/2026 - Financial Services for Medical Professionals, LLC - Business Entity For Tax/Investment Purposes Only - Houston, TX – Not Inv Related – OBA Start Date: 02/22/2021 – 0 Hour(s)/Month – 0 Hour(s) During Trading” 4. 05/26/2026 - Pearl Slabs - Business Owner - Houston, TX – Not Inv Related – OBA Start Date: 02/02/2024 – 80 Hour(s)/Month – 0 Hour(s) During Trading” 5. 05/26/2026 - CommonSpirit Health, St Lukes Hospital - Outside/W-2 Employment - Conroe, TX – Not Inv Related – OBA Start Date: 03/17/2025 – 36 Hour(s)/Month – 0 Hour(s) During Trading”
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-10 |
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