Thomas Stephen Bolanowski

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 05/2017
  Pruco Securities, Llc
  Frankfort, IL
• 04/2017 → 05/2017
  The Prudential Insurance Company Of America
  Frankfort, IL
• 06/2017 → 09/2021
  National Life Group
  Chicago, IL
• 06/2017 → 09/2021
  Equity Services Inc
  Montpelier, VT
• 10/2021 → 07/2022
  National Securities Corporation
  Chicago, IL
• 10/2021 → 07/2022
  National Asset Management
  Chicago, IL
• 07/2022 → 06/2025
  B. Riley Wealth Management
  Chicago, IL
• 10/2022 → 06/2025
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 06/2025 → Present
  Principal Life Insurance Company
  Munster, IN
• 06/2025 → Present
  Principal Securities, Inc.
  Munster, IN
• 03/1988 → 12/2016
  Thomas Bolanowski Commodities
  Chicago, IL

Previous Registrations

• 2021-10-04 → 2025-07-10
  B. Riley Wealth Advisors, Inc.
  Chicago, IL
  Munster, IN
• 2018-02-16 → 2021-10-06
  Equity Services, Inc.
  Chicago, IL

Other Businesses

**TBOMAC,LLC POSITION: Thomas Bolanowski NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2023 ADDRESS: 10400 MARLOU DR, MUNSTER IN 46321, United States DESCRIPTION: TBOMAC,LLC owns land and builds homes for sale. I am owner and use my resources to fund these projects. **THE BOLANOWSKI FAMILY PINE LAKE LLC POSITION: The Bolanowski Family Pine Lake, LLC NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2018 ADDRESS: 14 Glen Eagles, Schererville IN 46375, United States DESCRIPTION: I own our late parents' lake house together with my brother and 2 sisters. We own it for personnel use and do not rent it out. **INSURANCE POSITION: Thomas Bolanowski NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2017 ADDRESS: 10400 MARLOU DR, MUNSTER IN 46321, United States DESCRIPTION: I receive trails from previous insurance product sales for National Life Insurance. **OUTSIDE INSURANCE SALES POSITION: Bolanowski Medicare NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2018 ADDRESS: 10400 MARLOU DR, MUNSTER IN 46321, United States DESCRIPTION: I sell Medicare to family and friends. Also outside insurance sales through PPN/CRUMP for individual life insurance, disability insurance, LTC, fixed annuities through various carriers.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-01-12
• S63 Uniform Securities Agent State Law Examination
  2017-03-24