Ethan Christopher Cobb

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-08-21

CT RA
APPROVED

Since 2026-08-21

Branch Locations

Hartford, CT • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trinity College	Hartford	CT	08/2022	Present
New Hampton School	New Hampton	NH	08/2020	05/2022
Weddington High School	Matthews	NC	08/2018	05/2020
Weddington Middle School	Matthews	NC	08/2015	05/2018
Lpl Financial	Hartford	CT	06/2025	Present

08/2022 → Present

Trinity College

Hartford, CT
08/2020 → 05/2022

New Hampton School

New Hampton, NH
08/2018 → 05/2020

Weddington High School

Matthews, NC
08/2015 → 05/2018

Weddington Middle School

Matthews, NC
06/2025 → Present

Lpl Financial

Hartford, CT

Other Businesses

1.08/21/2026; Breakthru Lacrosse; Coach/ Sports/ Fitness; Not Investment Related; Daniel Island,SC; Start Date 08/07/2026; 32hrs/mth; 0hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-20

S66 Uniform Combined State Law Examination

2026-08-20

View on SEC IAPD