Syed Muhammad Ali

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-27

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Torrance	CA	06/2023	06/2026
Hbl Asset Management	Karachi		04/2015	11/2017
Standard Chartered Bank	Islamabad		12/2017	05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Redondo Beach	CA	06/2026	Present
Bank Of America, N.A.	Redondo Beach	CA	08/2026	Present

06/2023 → 06/2026

Wells Fargo Clearing Services, Llc

Torrance, CA
04/2015 → 11/2017

Hbl Asset Management

Karachi
12/2017 → 05/2023

Standard Chartered Bank

Islamabad
06/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Redondo Beach, CA
08/2026 → Present

Bank Of America, N.A.

Redondo Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-27
S63	Uniform Securities Agent State Law Examination	2025-08-15