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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-19
  • FL RA
    APPROVED
    Since 2026-08-19

Branch Locations

9100 S Dadeland Blvd Suite 300, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2026 Present
Leach Student Recreation Center Tallahassee FL 11/2024 05/2025
Bubbakoo's Burittos Coral Springs FL 10/2021 05/2022
Larry's Ice Cream Coral Springs FL 05/2019 08/2021
Florida State University Tallahassee FL 08/2022 Present
Unemployed Coral Springs FL 01/2016 05/2019
Cambridge Investment Research Advisor, Inc. Fairfield IA 08/2026 Present
  • 06/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2024 → 05/2025
    Leach Student Recreation Center
    Tallahassee, FL
  • 10/2021 → 05/2022
    Bubbakoo's Burittos
    Coral Springs, FL
  • 05/2019 → 08/2021
    Larry's Ice Cream
    Coral Springs, FL
  • 08/2022 → Present
    Florida State University
    Tallahassee, FL
  • 01/2016 → 05/2019
    Unemployed
    Coral Springs, FL
  • 08/2026 → Present
    Cambridge Investment Research Advisor, Inc.
    Fairfield, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-29
  • S66 Uniform Combined State Law Examination
    2026-07-29

View on SEC IAPD

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