Thomas Cole Dupont

Neuberger Berman Bd LLC

CRD 8107452

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

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From the firm’s Form ADV. Read the guides:

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-08-18

IL RA
APPROVED

Since 2026-08-18

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neuberger Berman Bd Llc	Chicago	IL	07/2026	Present
Studio Vc	New York	NY	06/2024	07/2026
Noroton Yacht Club	Darien	CT	06/2018	06/2024
Unemployed	Darien	CT	07/2016	06/2018

07/2026 → Present

Neuberger Berman Bd Llc

Chicago, IL
06/2024 → 07/2026

Studio Vc

New York, NY
06/2018 → 06/2024

Noroton Yacht Club

Darien , CT
07/2016 → 06/2018

Unemployed

Darien, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-18

S66 Uniform Combined State Law Examination

2025-12-18

View on SEC IAPD

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Nearby Offices

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