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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-17 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
800 Capitol St, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 05/2025 | 09/2025 |
| Dr. Janki Md Pa | Houston | TX | 03/2025 | 05/2025 |
| Unemployed | Houston | TX | 05/2024 | 03/2025 |
| Verde Garden | Houston | TX | 03/2024 | 05/2024 |
| Los Cucos Mexican Grill | Houston | TX | 09/2023 | 02/2024 |
| Pretty Liar Lounge And Sound Garten | Houston | TX | 03/2022 | 09/2023 |
| Suitsupply | Houston | TX | 10/2022 | 03/2023 |
| Sekai Nightclub | Houston | TX | 11/2021 | 03/2022 |
| Pour Behavior | Houston | TX | 05/2021 | 11/2021 |
| Heights Bier Garten | Houston | TX | 12/2019 | 03/2021 |
| Hugo Boss Fashions, Inc. | Houston | TX | 11/2019 | 01/2020 |
| Saks Fifth Avenue | Houston | TX | 05/2019 | 12/2019 |
| Unemployed | Houston | TX | 12/2017 | 08/2019 |
| Aura Nightclub | Houston | TX | 03/2017 | 11/2017 |
| Vrsi Nightclub | Houston | TX | 06/2016 | 03/2017 |
| Bank Of America, N.A. | Houston | TX | 09/2025 | 09/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 02/2026 | Present |
| Bank Of America, N.A. | Houston | TX | 10/2025 | 01/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-07 |
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