Caroline Conner Mcdowell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2024 → 05/2025
  Guidepoint
  New York, NY
• 12/2023 → Present
  Uva
  New York, NY
• 08/2023 → 09/2023
  Tournament Player's Club At Southwind
  Memphis, TN
• 10/2023 → 12/2023
  Unemployed
  Collierville, TN
• 06/2022 → 05/2023
  University Of Virginia
  Charlottesville, VA
• 09/2022 → 05/2023
  University Of Virginia Mcintire School Of Commerce
  Charlottesville, VA
• 02/2021 → 11/2022
  Fig Bistro & Bar
  Charlottesville, VA
• 08/2019 → 05/2022
  University Of Virginia
  Charlottesville, VA
• 08/2022 → 08/2023
  University Of Virginia Mcintire School Of Commerce
  Charlottesville, VA
• 09/2018 → 08/2021
  Tournament Player's Club At Southwind
  Memphis, TN
• 08/2014 → 05/2019
  St. George's Independent School
  Collierville, TN

Other Businesses

I*: 2499286 Entity Type: Entity For Profit Name of OBA: Uva Address: New YorkNew York10075 Investment Related: n Position, Title, Association: Employee Employee Start Date: 05/31/2025 No Hours: 6hr/wk No Hours during trading: 0 Duties: Server at an Italian restaurant named Uva. I am expected to wait on customers, provide recommendations, and answer questions related to menu items. I also help work private events (baby showers, bridal showers, birthday dinners, etc.) that are held at the restaurant.

Exams

• S66 Uniform Combined State Law Examination
  2026-08-22