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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-24 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Houston | TX | 07/2026 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 07/2026 | Present |
| Unemployed | Plano | TX | 06/2026 | 06/2026 |
| William & Mary | Williamsburg | VA | 08/2022 | 05/2026 |
| Levi Strauss & Co | Plano | TX | 06/2025 | 08/2025 |
| Ubs | Dallas | TX | 06/2025 | 08/2025 |
| St. Paul'S Christian School | Plano | TX | 06/2024 | 08/2024 |
| Abercrombie & Fitch Co | Dallas | TX | 06/2024 | 08/2024 |
| Levi Strauss & Co | Plano | TX | 06/2023 | 01/2024 |
| Starbucks | Plano | TX | 04/2022 | 08/2022 |
| Unemployed | Plano | TX | 07/2016 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-22 |
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