Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Franklin | CT | 01/2016 | 01/2020 |
| Shoprite Supermarkets | Norwich | CT | 01/2020 | 09/2020 |
| A Thyme To Cook | North Stonington | CT | 05/2021 | Present |
| Irene's Family Resturant | Norwich | CT | 06/2021 | 08/2022 |
| Full-Time Education | Norwich | CT | 08/2021 | 04/2024 |
| Puff N Stuff Catering | Tampa | FL | 03/2023 | 04/2024 |
| Cour Tax Consultants Dba H&R Block | Marlborough | CT | 12/2024 | 01/2026 |
| Full-Time Education | Norwich | CT | 08/2017 | 06/2021 |
| Harp And Dragon | Norwich | CT | 05/2024 | 01/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2026 | Present |
| H&R Block | Coventry | CT | 12/2024 | Present |
| Cetera Investment Advisors | Schaumburg | IL | 08/2026 | Present |
1. NAME OF OTHER BUSINESS: H&R BLOCK INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION START DATE: 12/2024 POSITION/TITLE/RELATIONSHIP: SENIOR TAX SPECIALIST APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: PREPARE TAXES FOR CLIENTS, OFFER TAX ADVICE, RESOLVE TAX ISSUES; 2. NAME OF OTHER BUSINESS: A THYME TO COOK INVESTMENT RELATED: NO ADDRESS: NORTH STONINGTON, CT 06359 NATURE OF BUSINESS: WEDDING CATERER START DATE: 05/2021 POSITION/TITLE/RELATIONSHIP: EVENT LEAD CHEF APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: EVENT LEAD CHEF; 3. NAME OF OTHER BUSINESS: CAPTAIN HALE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR SECURITIES BUSINESS START DATE: 05/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 21 APX NUMBER OF HOURS DURING TRADING HOURS: 21 BRIEF DESCRIPTION OF DUTIES: CLIENT SERVICES. MAINTENANCE ETC;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-21 |
Reach out to this advisor