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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-22 |
| WI | RA | APPROVED | 2026-07-16 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Milwaukee | WI | 03/2025 | Present |
| Milwaukee Yacht Club | Milwaukee | WI | 07/2024 | 02/2025 |
| South Shore Yacht Club | Milwaukee | WI | 07/2020 | 07/2024 |
| Water Street Brewery | Milwaukee | WI | 01/2017 | 03/2020 |
| Dovenmuehle Mortgage, Inc. | Lake Zurich | IL | 08/2013 | 10/2016 |
| Unemployed | Oak Creek | WI | 04/2020 | 06/2020 |
| Unemployed | Oak Creek | WI | 11/2016 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-16 |
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