Dip Mahendrakumar Patel

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2026-08-21

Branch Locations

2365 Harrodsburg Road Suite B 250, Lexington, KY 40504 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Lexington	KY	04/2025	Present
Tiaa-Cref Individual & Institutional Services, Llc	Lexington	KY	05/2026	Present
U.S Bank	Lexington	KY	09/2022	04/2025
Army Reserves	Lexington	KY	02/2019	02/2025
Allstate	Lexington	KY	11/2021	10/2022
Amazon	Lexington	KY	05/2020	09/2020
Morehead State University	Morehead	KY	08/2017	05/2019
Pulaski County High School	Somerset	KY	08/2013	05/2017

04/2025 → Present

Tiaa

Lexington, KY
05/2026 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Lexington, KY
09/2022 → 04/2025

U.S Bank

Lexington, KY
02/2019 → 02/2025

Army Reserves

Lexington, KY
11/2021 → 10/2022

Allstate

Lexington, KY
05/2020 → 09/2020

Amazon

Lexington, KY
08/2017 → 05/2019

Morehead State University

Morehead, KY
08/2013 → 05/2017

Pulaski County High School

Somerset, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-21