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Lucia Herrera Bernabe

Wells Fargo Advisors Financial Network, LLC

Encino, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-20
  • CA RA
    APPROVED
    Since 2026-07-20

Branch Locations

15760 Ventura Blvd Suite 1620, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Encino CA 03/2025 Present
One Capital Management, Llc Westlake Village CA 01/2022 03/2025
Aig Woodland Hills CA 04/2013 12/2021
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-22
S65 Uniform Investment Adviser Law Examination 2025-11-03
  • S63 Uniform Securities Agent State Law Examination
    2025-11-22
  • S65 Uniform Investment Adviser Law Examination
    2025-11-03
Other Names
  • Lucia Herrera
  • Lucy Herrera
  • Lucia Herrerabernabe

View on SEC IAPD

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