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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-07-21 |
Branch Locations
130 Lake Street West Floor 01, Wayzata, MN 55391-1599 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Funding Group | Tustin | CA | 08/2016 | 05/2018 |
| Crossroads Equipment Lease And Finance | Rancho Cucamonga | CA | 06/2018 | 08/2018 |
| Unemployed | Corona | CA | 09/2018 | 08/2019 |
| Partners Capital Group | Santa Ana | CA | 09/2019 | 03/2020 |
| Unemployed | Corona | CA | 03/2020 | 03/2021 |
| Blue Street Capital | Huntington Beach | CA | 03/2021 | 02/2022 |
| First Foundation Bank | Irvine | CA | 05/2022 | 03/2024 |
| Unemployed | Corona | CA | 02/2024 | 06/2024 |
| Minnwest Bank | Eagan | MN | 06/2024 | 12/2024 |
| Unemployed | Eagan | MN | 12/2024 | 04/2025 |
| Charles Schwab & Co., Inc. | Edina | MN | 04/2025 | 04/2026 |
| Charles Schwab & Co., Inc. | Wayzata | MN | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-21 |
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