Tillman Thomas Pugh

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-18

CA RA
APPROVED

Since 2026-08-18

Branch Locations

Sacramento, CA • United States

1410 Rocky Ridge Dr Ste 330, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Roseville	CA	11/2024	Present
Mml Investors Services, Llc	Roseville	CA	06/2025	Present
Mlb	Oakland	CA	06/2010	09/2024
Unemployed	Oakland	CA	10/2024	11/2024

11/2024 → Present

Massmutual Life Insurance Company

Roseville, CA
06/2025 → Present

Mml Investors Services, Llc

Roseville, CA
06/2010 → 09/2024

Mlb

Oakland, CA
10/2024 → 11/2024

Unemployed

Oakland, CA

Other Businesses

Name: De La Salle High School Inv rel: N Add: 1130 Winton Dr., Concord, CA 94518 Nature: Sports Official Position: Hitting Coach Start date: 10/23/2025 No. HR/MO: 15 No. HR/MO during sec trading: 0 Describe duties: Teach the team to hit baseballs properly.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-05

S66 Uniform Combined State Law Examination

2026-08-05

Other Names

Tillman Pugh
Tillman Thomas Pugh

View on SEC IAPD