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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-20
  • IA RA
    APPROVED
    Since 2026-08-20

Branch Locations

1810 Sw Plaza Shops Ln Ste G, Ankeny, IA 50023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tradier Brokerage, Inc. Charlotte NC 07/2024 03/2025
Tradier Brokerage, Inc. Charlotte NC 03/2025 04/2026
Iowa State University Athletic Department Ames IA 08/2022 12/2023
Iowa State University Ivy College Of Business Ames IA 08/2021 12/2023
Ledgestone Disc Golf Washington IL 06/2023 08/2023
Tmc Transportation Ames IA 05/2022 08/2022
City Of Cedar Rapids Cedar Rapids IA 05/2021 08/2021
Unemployed Hiawatha IA 01/2024 07/2024
Student Ames IA 08/2020 08/2021
Student Cedar Rapids IA 08/2013 06/2020
Douglas Benson Ankeny IA 07/2026 Present
Northwestern Mutual Investment Services Ankeny IA 08/2026 Present
  • 07/2024 → 03/2025
    Tradier Brokerage, Inc.
    Charlotte, NC
  • 03/2025 → 04/2026
    Tradier Brokerage, Inc.
    Charlotte, NC
  • 08/2022 → 12/2023
    Iowa State University Athletic Department
    Ames, IA
  • 08/2021 → 12/2023
    Iowa State University Ivy College Of Business
    Ames, IA
  • 06/2023 → 08/2023
    Ledgestone Disc Golf
    Washington, IL
  • 05/2022 → 08/2022
    Tmc Transportation
    Ames, IA
  • 05/2021 → 08/2021
    City Of Cedar Rapids
    Cedar Rapids, IA
  • 01/2024 → 07/2024
    Unemployed
    Hiawatha, IA
  • 08/2020 → 08/2021
    Student
    Ames, IA
  • 08/2013 → 06/2020
    Student
    Cedar Rapids, IA
  • 07/2026 → Present
    Douglas Benson
    Ankeny, IA
  • 08/2026 → Present
    Northwestern Mutual Investment Services
    Ankeny, IA
Other Businesses

Sole Proprietorship, non-investment-related, 1675 SW Magazine Rd Apt 210 Ankeny IA 50023, competing in disc golf tournaments, sole proprietorship, 05/01/2025, 12 hours/month, 0 hours/month during securities trading hours, competing in disc golf tournaments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-20
  • S66 Uniform Combined State Law Examination
    2026-01-20

View on SEC IAPD

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