Kelly L Holterhoff

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-08-03

OH RA
APPROVED

Since 2026-08-03

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	03/2025	Present
Cincinnati Opera	Cincinnati	OH	01/2013	03/2025

03/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
01/2013 → 03/2025

Cincinnati Opera

Cincinnati, OH

Other Businesses

I*2261274 Entity Type Entity For Profit, Name of OBA: Oak Leaf Investments, LLCAddress: CincinnatiOhio45213 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/01/2020No Hours: 2 monthly No Hours during trading: 0 Duties: My spouse and I own 2 rental properties through an LLC. My responsibilities include paying the associated bills and taxes on the properties.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-01

S66 Uniform Combined State Law Examination

2026-08-01

Other Names

Kelly Linden Holterhoff

View on SEC IAPD