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Malcolm Crisp

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-19
  • NC RA
    APPROVED
    Since 2026-08-19

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Burlington Recreation And Parks Burlington NC 05/2018 07/2019
Arby's Charlotte NC 07/2019 08/2020
Winston-Salem State University Winston-Salem NC 08/2020 12/2024
Amazon Charlotte NC 12/2024 03/2025
Marco's Pizza Charlotte NC 03/2022 08/2022
Food Lion Charlotte NC 05/2023 08/2023
Domino's Pizza Winston-Salem NC 09/2023 05/2024
Western & Southern Life Charlotte NC 02/2025 Present
W&S Brokerage Services, Inc Charlotte NC 02/2025 Present
Phillip O Berry Academy Of Technology Charlotte NC 03/2015 05/2018
Wells Fargo Clearing Services Charlotte NC 01/2026 Present
  • 05/2018 → 07/2019
    Burlington Recreation And Parks
    Burlington, NC
  • 07/2019 → 08/2020
    Arby's
    Charlotte, NC
  • 08/2020 → 12/2024
    Winston-Salem State University
    Winston-Salem, NC
  • 12/2024 → 03/2025
    Amazon
    Charlotte, NC
  • 03/2022 → 08/2022
    Marco's Pizza
    Charlotte, NC
  • 05/2023 → 08/2023
    Food Lion
    Charlotte, NC
  • 09/2023 → 05/2024
    Domino's Pizza
    Winston-Salem, NC
  • 02/2025 → Present
    Western & Southern Life
    Charlotte, NC
  • 02/2025 → Present
    W&S Brokerage Services, Inc
    Charlotte, NC
  • 03/2015 → 05/2018
    Phillip O Berry Academy Of Technology
    Charlotte, NC
  • 01/2026 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-19
S63 Uniform Securities Agent State Law Examination 2025-05-13
  • S66 Uniform Combined State Law Examination
    2026-08-19
  • S63 Uniform Securities Agent State Law Examination
    2025-05-13

View on SEC IAPD

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