Best Investors Account Sign in
Claim This Profile
Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-07-28
  • NM RA
    APPROVED
    Since 2026-07-28

Branch Locations

100 Sun Avenue Ne Suite 600, Albuquerque, NM 87109 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2025 02/2026
Rinchem Albuquerque NM 11/2023 10/2024
Albuquerque Public Schools Albuquerque NM 11/2019 11/2023
Apple Albuquerque NM 04/2014 10/2019
Unemployed Albuquerque NM 10/2024 03/2025
Unemployed Albuquerque NM 02/2026 07/2026
Kestra Investment Services, Llc Albuquerque NM 07/2026 Present
Kestra Advisory Services, Llc Albuquerque NM 07/2026 Present
  • 03/2025 → 02/2026
    St. Louis, MO
  • 11/2023 → 10/2024
    Rinchem
    Albuquerque, NM
  • 11/2019 → 11/2023
    Albuquerque Public Schools
    Albuquerque, NM
  • 04/2014 → 10/2019
    Apple
    Albuquerque, NM
  • 10/2024 → 03/2025
    Unemployed
    Albuquerque, NM
  • 02/2026 → 07/2026
    Unemployed
    Albuquerque, NM
  • 07/2026 → Present
    Kestra Investment Services, Llc
    Albuquerque, NM
  • 07/2026 → Present
    Albuquerque, NM
Previous Registrations
  • 2025-05-20 → 2026-02-27
    Albuquerque, NM
    Albuquerque, NM
    St Louis, MO
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/13/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name DAVIS ADVISORY GROUP, LLC POSITION: Registered Administrator NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/13/2026 ADDRESS: 100 Sun Ave NE, Suite 600, Albuquerque NM 87109, United States DESCRIPTION: Assisting financial advisors with their schedules, contacting clients, and inputting require information into approved systems to assist the advisors with day to day tasks that are approved for administrators with their SIE, Series 7, and Series 66 licenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-17
  • S66 Uniform Combined State Law Examination
    2025-05-17
Other Names
  • Eduardo Saenz

View on SEC IAPD

More in Albuquerque, NM

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor