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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-31 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
315 Deaderick Street Suite 500, Nashville, TN 37238 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Nashville | TN | 03/2025 | Present |
| Frothy Monkey | Nashville | TN | 03/2024 | 03/2025 |
| 5Th & Taylor | Nashville | TN | 08/2024 | 02/2025 |
| Phoenix Consulting Group Of Nashville (Usha Subsidiary) | Nashville | TN | 01/2024 | 02/2024 |
| The Indigo Road - Oak Steakhouse | Nashville | TN | 08/2023 | 11/2023 |
| Warner Music Group | Nashville | TN | 02/2023 | 08/2023 |
| Broadcast Music, Inc. | Nashville | TN | 01/2022 | 02/2023 |
| The Indigo Road - O-Ku Nashville | Nashville | TN | 07/2021 | 02/2023 |
| Homegoods | Nashville | TN | 11/2020 | 05/2021 |
| Country Club Of Ashville | Asheville | NC | 05/2017 | 08/2017 |
| Riverside Military Academy | Gainesville | GA | 09/2013 | 05/2017 |
| Belmont University | Nashville | TN | 08/2017 | 04/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-30 |
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