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1421 N. Wanda Road Suite 140, Orange, CA 92867 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-11 |
Branch Locations
1421 N. Wanda Road Suite 140, Orange, CA 92867 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas Investment Advisors Llc | Newport Beach | CA | 07/2025 | Present |
| Baker Tilly Us, Llp | Irvine | CA | 01/2021 | 07/2024 |
| Bolar Hirsch & Jennings, Llp/Armanino, Llp | Irvine | CA | 06/2018 | 04/2020 |
| Chapman University | Orange | CA | 08/2014 | 05/2018 |
| Unemployed | N/A | CA | 05/2020 | 12/2020 |
| Thomas & Thomas | Newport Beach | CA | 07/2024 | Present |
1) Thomas & Thomas; Not investment-related; 3991 MacArthur Boulevard, Suite 240, Newport Beach, CA 92660; Certified Public Accounting Firm; Partner; 07/01/2024; 120 hours per month; 80 during trading hours; providing tax consulting and tax preparation for business entities, trusts and individuals
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-11 |
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