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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-07-27 |
Branch Locations
53700 Generations Drive, South Bend, IN 46635 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Associates | South Bend | IN | 02/2025 | Present |
| Kruggel Lawton & Company, Llc | South Bend | IN | 04/2005 | 01/2025 |
| Lpl Financial Llc | South Bend | IN | 02/2025 | Present |
1. 10/2025 / Financial Associates / DBA for LPL Business (entity for LPL business) Inv Related /35 hours per month / 4 hours during trading / At reported business location (s) 2. 12/17/2025 - The St. Joseph Hospital Authority - Non-Profit Board/Committee Member - Vice-President - Not Investment Related - South Bend, IN - Start Date 03/31/2024 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-20 |
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