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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-08-04 |
Branch Locations
7167 South Center Park Drive Floor 2, West Jordan, UT 84084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mountain America Investment Services | West Jordan | UT | 01/2025 | Present |
| Costco Wholesale | Logan | UT | 10/2022 | 01/2025 |
| Buffalo Wild Wings | Logan | UT | 08/2021 | 10/2022 |
| Ontrac | Las Vegas | NV | 06/2021 | 08/2021 |
| Southwest Career And Technical Academy | Las Vegas | NV | 08/2017 | 06/2021 |
| Unemployed | Las Vegas | NV | 06/2017 | 08/2017 |
| Pinecrest Academy | Las Vegas | NV | 08/2015 | 06/2017 |
| Lpl Financial | West Jordan | UT | 02/2025 | Present |
1. 07/31/2025- Mountain America Investment Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-01 |
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