Oliver Joseph Brady

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-15
RI	RA	APPROVED	2007-03-09

TX RA
APPROVED

Since 2023-09-15
RI RA
APPROVED

Since 2007-03-09

Branch Locations

1 Citizens Plz Ste 610, Providence, RI 02903-1344 • United States

Seekonk, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Cranston	RI	12/2006	03/2020
Ameriprise Financial Services, Llc	Providence	RI	03/2020	Present

12/2006 → 03/2020

Ameriprise Financial Services, Inc.

Cranston, RI
03/2020 → Present

Ameriprise Financial Services, Llc

Providence, RI

Other Businesses

Board of Directors; St Elizabeth Community; N/A; 2364 Post Rd, , Warwick, RI, 02886; Investment-Related; 08/22/2024; 1 to 9 hours per month; 0 during trading hours / Rotary Club of Warwick; Fundraising Chair; PO Box 6803, , Warwick, RI, 02886; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-22

S66 Uniform Combined State Law Examination

2007-02-22

View on SEC IAPD