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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-08-25 |
| TX | RA | APPROVED | 2026-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Edgewood | KY | 03/2024 | 04/2024 |
| Unemployed | Edgewood | KY | 08/2022 | 09/2022 |
| Indotronix International Corp | Rochester | NY | 01/2017 | 03/2017 |
| Unemployed | Edgewood | KY | 10/2016 | 01/2017 |
| Unemployed | Edgewood | KY | 03/2017 | 04/2017 |
| Fidelity Investments | Covington | KY | 09/2022 | 03/2024 |
| Unemployed | Edgewood | KY | 09/2024 | 01/2025 |
| Fidelity Investments | Covington | KY | 01/2025 | Present |
| Black Knight, Inc | Cincinnati | OH | 04/2017 | 08/2022 |
| Vaco, Inc | Blue Ash | OH | 04/2024 | 09/2024 |
| Cincinnati Children'S Hospital | Cincinnati | OH | 04/2016 | 10/2016 |
OBA-129509|OrgNmn:Ludlow Bromley Yact Club|Org Addr:Ludlow,Kentucky,US|OBA Nature:Restaurant|Invst Rel:N|Title:Employee|Duties:as barback I'll be helping support the bartenders and wait staff and re-stocking the bar, etc.|StrtDt:05-02-26|TotHrs/mon:20|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-30 |
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