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Suruchi Rastogi

Rockefeller Financial LLC

Los Angeles, CA

Los Gatos, CA

CRD 8033946

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-13
CA RA APPROVED 2026-08-11
  • TX RA
    APPROVED
    Since 2026-08-13
  • CA RA
    APPROVED
    Since 2026-08-11

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

750 University Ave , Suite 240, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Los Gatos CA 03/2026 Present
Lpl Financial Tempe AZ 01/2025 03/2026
Unemployed Saratoga CA 06/2024 01/2025
Uc Santa Cruz Santa Cruz CA 08/2023 06/2024
Med Pro Group Fort Wayne IN 06/2023 08/2023
Uc Santa Cruz Santa Cruz CA 10/2020 06/2023
Saratoga High School Saratoga CA 08/2016 10/2020
  • 03/2026 → Present
    Rockefeller Financial Llc
    Los Gatos, CA
  • 01/2025 → 03/2026
    Lpl Financial
    Tempe, AZ
  • 06/2024 → 01/2025
    Unemployed
    Saratoga, CA
  • 08/2023 → 06/2024
    Uc Santa Cruz
    Santa Cruz, CA
  • 06/2023 → 08/2023
    Med Pro Group
    Fort Wayne, IN
  • 10/2020 → 06/2023
    Uc Santa Cruz
    Santa Cruz, CA
  • 08/2016 → 10/2020
    Saratoga High School
    Saratoga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-10
  • S66 Uniform Combined State Law Examination
    2026-08-10

View on SEC IAPD

Nearby Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC

Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

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