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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-06 |
| AZ | RA | APPROVED | 2026-07-27 |
Branch Locations
Queen Creek, AZ • United States
500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tempe | AZ | 01/2025 | Present |
| Door Dash | Tempe | AZ | 04/2024 | 07/2024 |
| Desert Financial Credit Union | Mesa | AZ | 02/2020 | 03/2024 |
| Champs Sports | Chandler | AZ | 03/2018 | 02/2020 |
| Tilly's | Queen Creek | AZ | 02/2018 | 03/2018 |
| Perry High School | Gilbert | AZ | 01/2017 | 02/2018 |
| American Leadership Academy | Queen Creek | AZ | 01/2016 | 01/2017 |
| Unemployed | Queen Creek | AZ | 07/2024 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-21 |
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