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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Conroe | TX | 07/2024 | 02/2025 |
| Gartner | Irving | TX | 11/2022 | 07/2024 |
| Advantis Medical | Dallas | TX | 08/2022 | 10/2022 |
| Unemployed | Irving | TX | 10/2022 | 11/2022 |
| Unemployed | Irving | TX | 06/2022 | 08/2022 |
| Mr. Cooper | Lewisville | TX | 06/2020 | 06/2022 |
| Unemployed | Conroe | TX | 05/2020 | 06/2020 |
| Heb | Waco | TX | 02/2017 | 05/2019 |
| Full Time Education | Waco | TX | 05/2019 | 05/2020 |
| Full Time Education | Waco | TX | 08/2016 | 02/2017 |
| Charles Schwab & Co., Inc. | Westlake | TX | 02/2025 | Present |
1) Tau Kappa Epsilon Fraternity | Investment Related:No|7439 Woodland Dr|Indianapolis|Indiana|46278|US|Nonprofit Charitable Organizations|Board Member|5/1/2022|Less than 20|0|Provide regulatory and strategic guidance for the Tau Kappa Epsilon--Omicron Pi fraternity chapter at Baylor University. The board of advisors and the chapter itself are separate entities. The board is simply a supporting entity to help facilitate chapter growth and brotherhood amongst the current active members within the chapter. We do not supervise day-to-day operations of the chapter.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-11 |
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