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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-30
CT RA APPROVED 2016-12-19
  • TX RA
    APPROVED_RES
    Since 2021-08-30
  • CT RA
    APPROVED
    Since 2016-12-19

Branch Locations

1545 Iyannough Rd, Hyannis, MA 02601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hyannis MA 08/2016 Present
Brabo Benefits Plymouth MA 05/2016 09/2016
Bank Of America, N.A. Hyannis MA 11/2016 Present
Other Businesses

Brabo Benefits, non investment-related, 50 Court Street, Plymouth MA 02360, Insurance Benefits, client information manager, start: 05/2016, approximate hours per month: 20, 0 hours during trading hours. I am bookkeeping for a former employer. I work on my laptop from home only on the weekends for less than or equal to 20 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-16
  • S66 Uniform Combined State Law Examination
    2016-12-16
Other Names
  • Kati Joan Oliver
  • Katherine Oliver
  • Katherine Joan Oliver

View on SEC IAPD

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