Katherine J Cleary

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hyannis, MA
• 05/2016 → 09/2016
  Brabo Benefits
  Plymouth, MA
• 11/2016 → Present
  Bank Of America, N.A.
  Hyannis, MA

Other Businesses

Brabo Benefits, non investment-related, 50 Court Street, Plymouth MA 02360, Insurance Benefits, client information manager, start: 05/2016, approximate hours per month: 20, 0 hours during trading hours. I am bookkeeping for a former employer. I work on my laptop from home only on the weekends for less than or equal to 20 hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-16

Other Names

• Kati Joan Oliver
• Katherine Oliver
• Katherine Joan Oliver