Vanessa Lavia

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2024 → 05/2024
  University Of South Carolina
  Columbia, SC
• 05/2023 → 07/2023
  Unemployed
  White Plains, NY
• 06/2022 → 08/2022
  Michele Medical Products
  New Rochelle, NY
• 02/2022 → 04/2022
  Motom
  New York, NY
• 08/2020 → 05/2024
  University Of South Carolina
  Columbia, SC
• 09/2016 → 06/2020
  New Rochelle High School
  New Rochelle, NY
• 05/2024 → 12/2024
  Unemployed
  New Rochelle, NY
• 06/2016 → 09/2016
  Unemployed
  New Rochelle, NY
• 06/2018 → 08/2020
  Italian Meateria
  New Rochelle, NY
• 12/2024 → 04/2025
  Northwestern Mutual Life Insurance Company
  New Canaan, CT
• 04/2025 → 04/2026
  Northwestern Mutual Investment Services Llc
  New Canaan, CT
• 04/2026 → 06/2026
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 06/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tarrytown, NY
• 07/2026 → Present
  Bank Of America, N.A.
  Tarrytown, NY

Exams

• S66 Uniform Combined State Law Examination
  2026-07-24
• S63 Uniform Securities Agent State Law Examination
  2026-03-27

Other Names

• Vanessa Julia Lavia