Steven Tuan Phan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2019
  Tam Phu High School
  Ho Chi Minh City
• 08/2019 → 08/2022
  Lone Star College
  Houston, TX
• 08/2022 → 05/2025
  University Of Houston
  Houston, TX
• 05/2025 → Present
  Rice University
  Houston, TX
• 11/2019 → 10/2023
  Kbc Home Healthcare
  Houston, TX
• 05/2024 → 11/2024
  Centric Wealth
  Houston, TX
• 11/2024 → 03/2025
  Skyward Financial, Llc
  Houston, TX
• 03/2025 → Present
  Skyward Financial, Llc
  Houston, TX
• 11/2025 → Present
  Lpl Financial
  Houston, TX

Other Businesses

1. 5/2026 - Vinicorn BPO, LLC - Tax Prep/Accounting/CPA - Not INV REL - 4 Hour(s)/Month - 0 Hour(s) During Trading - Houston TX 77036 - OBA Start date: 10/31/2022 2. 5/2026 - Skyward Financial, LLC - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/4/2026

Exams

• S66 Uniform Combined State Law Examination
  2026-08-31

Designations

• Certified Financial Planner

Other Names

• Steven Phan
• Hoang Quoc Tuan Phan